Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Jun 1, 2022
- Accession no.
- 0001415889-22-005969
- Filed
- Jun 1, 2022
- Trade date
- May 27-31, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.39M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2022 | Common Stock | MOption exerciseAcquired | +3,000 | $53.42 | +$160,260 | 3,130 | Direct | |
| May 27, 2022 | Common Stock | SSaleDisposed | −98 | $224.47 | −$21,998.06 | 3,032 | Direct | |
| May 27, 2022 | Common Stock | SSaleDisposed | −253 | $225.94F2 | −$57,162.82 | 2,779 | Direct | |
| May 27, 2022 | Common Stock | SSaleDisposed | −316 | $227.27F3 | −$71,817.32 | 2,463 | Direct | |
| May 27, 2022 | Common Stock | SSaleDisposed | −264 | $228.58F4 | −$60,345.12 | 2,199 | Direct | |
| May 27, 2022 | Common Stock | SSaleDisposed | −137 | $229.82F5 | −$31,485.34 | 2,062 | Direct | |
| May 27, 2022 | Common Stock | SSaleDisposed | −655 | $231.58F6 | −$151,684.9 | 1,407 | Direct | |
| May 27, 2022 | Common Stock | SSaleDisposed | −839 | $234.04F7 | −$196,359.56 | 568 | Direct | |
| May 27, 2022 | Common Stock | SSaleDisposed | −438 | $235.04F8 | −$102,947.52 | 130 | Direct | |
| May 31, 2022 | Common Stock | MOption exerciseAcquired | +3,000 | $53.42 | +$160,260 | 3,130 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −447 | $228.97F9 | −$102,349.59 | 2,683 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −1,089 | $230.25F10 | −$250,742.25 | 1,594 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −661 | $231.25F11 | −$152,856.25 | 933 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −621 | $232.23F12 | −$144,214.83 | 312 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −182 | $232.92F13 | −$42,391.44 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 6,579 | Direct | |
| May 31, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 3,579 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $225.585 to $226.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $227.00 to $227.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $228.38 to $228.91. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $229.53 to $229.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $231.13 to $232.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $233.52 to $234.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $234.85 to $235.70. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $228.625 to $229.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $229.69 to $230.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $230.70 to $231.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $231.71 to $232.675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $232.87 to $232.975. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.