Lee Edward T 的 Form 4 申報
RH（RH），2022/4/20 申報
- 申報編號
- 0001415889-22-004200
- 申報時間
- 2022/4/20
- 交易日
- 2022/4/18
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $97.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Lee Edward TCIK 0001829387 | 高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/18 | Common Stock | M行使選擇權取得 | +800 | $25.39 | +$20,312 | 3,424 | 直接 | |
| 2022/4/18 | Common Stock | M行使選擇權取得 | +1,400 | $44.52 | +$62,328 | 4,824 | 直接 | |
| 2022/4/18 | Common Stock | M行使選擇權取得 | +750 | $101.25 | +$75,937.5 | 5,574 | 直接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −200 | $325.56F1,F2 | −$65,112 | 5,374 | 直接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −800 | $327.11F1,F3 | −$261,688 | 4,574 | 直接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −200 | $328.03F1,F4 | −$65,606 | 4,374 | 直接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −300 | $330.88F1,F5 | −$99,264 | 4,074 | 直接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −300 | $332.01F1,F6 | −$99,603 | 3,774 | 直接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −400 | $333.28F1,F7 | −$133,312 | 3,374 | 直接 | |
| 2022/4/18 | Common Stock | S賣出處分 | −750 | $332.62F1 | −$249,465 | 2,624 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/18 | Common Stock | M行使選擇權處分 | −800 | $0.00 | $0 | 0 | 直接 | |
| 2022/4/18 | Common Stock | M行使選擇權處分 | −1,400 | $0.00 | $0 | 8,600 | 直接 | |
| 2022/4/18 | Common Stock | M行使選擇權處分 | −750 | $0.00 | $0 | 1,250 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
表 I 有 7 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades ranging from $325.15 to $325.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades ranging from $326.77 to $327.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades ranging from $328.01 to $328.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades ranging from $330.73 to $330.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades ranging from $331.81 to $332.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades ranging from $332.99 to $333.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
表 I 有 1 筆交易的價格引用這則附註。
備註
Chief Legal and Compliance Officer