Lee Edward T's Form 4 filing
RH (RH) · filed Apr 20, 2022
- Accession no.
- 0001415889-22-004200
- Filed
- Apr 20, 2022
- Trade date
- Apr 18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $974.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Edward TCIK 0001829387 | Officer (SEE REMARKS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 18, 2022 | Common Stock | MOption exerciseAcquired | +800 | $25.39 | +$20,312 | 3,424 | Direct | |
| Apr 18, 2022 | Common Stock | MOption exerciseAcquired | +1,400 | $44.52 | +$62,328 | 4,824 | Direct | |
| Apr 18, 2022 | Common Stock | MOption exerciseAcquired | +750 | $101.25 | +$75,937.5 | 5,574 | Direct | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −200 | $325.56F1,F2 | −$65,112 | 5,374 | Direct | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −800 | $327.11F1,F3 | −$261,688 | 4,574 | Direct | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −200 | $328.03F1,F4 | −$65,606 | 4,374 | Direct | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −300 | $330.88F1,F5 | −$99,264 | 4,074 | Direct | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −300 | $332.01F1,F6 | −$99,603 | 3,774 | Direct | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −400 | $333.28F1,F7 | −$133,312 | 3,374 | Direct | |
| Apr 18, 2022 | Common Stock | SSaleDisposed | −750 | $332.62F1 | −$249,465 | 2,624 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 18, 2022 | Common Stock | MOption exerciseDisposed | −800 | $0.00 | $0 | 0 | Direct | |
| Apr 18, 2022 | Common Stock | MOption exerciseDisposed | −1,400 | $0.00 | $0 | 8,600 | Direct | |
| Apr 18, 2022 | Common Stock | MOption exerciseDisposed | −750 | $0.00 | $0 | 1,250 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Referenced by the price of 7 transactions in Table I.
- F2
This transaction was executed in multiple trades ranging from $325.15 to $325.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $326.77 to $327.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades ranging from $328.01 to $328.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades ranging from $330.73 to $330.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades ranging from $331.81 to $332.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades ranging from $332.99 to $333.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
Remarks
Chief Legal and Compliance Officer