Casella John W 的 Form 4/A 修正申報

修正

Casella Waste Systems Inc（CWST），2022/3/7 申報

申報編號: 0001415889-22-002631
申報時間: 2022/3/7
交易日: 2019/5/3
申報延遲: 1,039 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）
原始申報日: 2019/5/7

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $168.4 萬。交易後 1039 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Casella John WCIK 0001055352	董事、高階主管（執行長）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2019/5/3	Class A Common Stock	M行使選擇權取得	+16,230	$5.54	+$89,914.2	428,752	直接
2019/5/3	Class A Common Stock	M行使選擇權取得	+8,012	$12.48	+$99,989.76	436,764	直接
2019/5/3	Class A Common Stock	S賣出處分	−45,124	$37.31^F2	−$1,683,576.44	391,640	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

On May 7, 2019, the reporting person filed a Form 4 that inadvertently understated the number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares. This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. All of the Form 4s filed by the reporting person between May 7, 2019 and February 24, 2022 similarly understated the total number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares and should be deemed amended by the filing of this amendment. As of the filing of this amendment, the reporting person directly beneficially owns 45,494 shares of Class A Common Stock.

Represents the weighted average sales price for shares sold in multiple transactions, ranging from $36.95 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）