Casella John W's Form 4/A amendment
AmendedCasella Waste Systems Inc (CWST) · filed Mar 7, 2022
- Accession no.
- 0001415889-22-002631
- Filed
- Mar 7, 2022
- Trade date
- May 3, 2019
- Filing delay
- 1,039 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 7, 2019
This filing lists 3 non-derivative transactions. Open-market sales total $1.68M. It was filed 1,039 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Casella John WCIK 0001055352 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2019 | Class A Common Stock | MOption exerciseAcquired | +16,230 | $5.54 | +$89,914.2 | 428,752 | Direct | |
| May 3, 2019 | Class A Common Stock | MOption exerciseAcquired | +8,012 | $12.48 | +$99,989.76 | 436,764 | Direct | |
| May 3, 2019 | Class A Common Stock | SSaleDisposed | −45,124 | $37.31F2 | −$1,683,576.44 | 391,640 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On May 7, 2019, the reporting person filed a Form 4 that inadvertently understated the number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares. This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. All of the Form 4s filed by the reporting person between May 7, 2019 and February 24, 2022 similarly understated the total number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares and should be deemed amended by the filing of this amendment. As of the filing of this amendment, the reporting person directly beneficially owns 45,494 shares of Class A Common Stock.
- F2
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $36.95 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.