Isner Joshua 的 Form 4 申報
Axon Enterprise, Inc.（AXON），2021/9/9 申報
- 申報編號
- 0001415889-21-004322
- 申報時間
- 2021/9/9
- 交易日
- 2021/9/9
- 申報延遲
- 當天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $203.2 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Isner JoshuaCIK 0001648518 | 高階主管（營收長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/9 | Common Stock | A公司授予取得 | +249,415 | $0.00 | $0 | 332,491 | 直接 | |
| 2021/9/9 | Common Stock | F扣股繳稅處分 | −110,870 | $181.15 | −$20,084,100.5 | 221,621 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −4,783 | $181.37F4 | −$867,492.71 | 216,838 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −1,000 | $182.37F5 | −$182,370 | 215,838 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −1,300 | $183.41F6 | −$238,433 | 214,538 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −500 | $184.58F7 | −$92,290 | 214,038 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −2,900 | $186.09F8 | −$539,661 | 211,138 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −600 | $186.73F9 | −$112,038 | 210,538 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The transaction was executed in multiple trades at prices ranging from $180.84 to $181.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $181.89 to $182.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $183.00 to $183.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $184.06 to $185.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $185.56 to $186.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $186.62 to $186.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。