Isner Joshua's Form 4 filing
Axon Enterprise, Inc. (AXON) · filed Sep 9, 2021
- Accession no.
- 0001415889-21-004322
- Filed
- Sep 9, 2021
- Trade date
- Sep 9, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $2.03M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Isner JoshuaCIK 0001648518 | Officer (CHIEF REVENUE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Common Stock | AGrant or awardAcquired | +249,415 | $0.00 | $0 | 332,491 | Direct | |
| Sep 9, 2021 | Common Stock | FTax withholdingDisposed | −110,870 | $181.15 | −$20,084,100.5 | 221,621 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −4,783 | $181.37F4 | −$867,492.71 | 216,838 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −1,000 | $182.37F5 | −$182,370 | 215,838 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −1,300 | $183.41F6 | −$238,433 | 214,538 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −500 | $184.58F7 | −$92,290 | 214,038 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −2,900 | $186.09F8 | −$539,661 | 211,138 | Direct | |
| Sep 9, 2021 | Common Stock | SSaleDisposed | −600 | $186.73F9 | −$112,038 | 210,538 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The transaction was executed in multiple trades at prices ranging from $180.84 to $181.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $181.89 to $182.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $183.00 to $183.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $184.06 to $185.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $185.56 to $186.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $186.62 to $186.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.