Sblendorio Glenn 的 Form 4 申報
IVERIC bio, Inc.（ISEE），2022/4/1 申報
- 申報編號
- 0001410939-22-000040
- 申報時間
- 2022/4/1
- 交易日
- 2022/3/30-4/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $75.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sblendorio GlennCIK 0001277478 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/30 | Common Stock | M行使選擇權取得 | +1,213 | $2.94 | +$3,566.22 | 280,902 | 直接 | |
| 2022/3/30 | Common Stock | S賣出處分 | −1,213 | $17.00F2 | −$20,621 | 279,689 | 直接 | |
| 2022/3/31 | Common Stock | M行使選擇權取得 | +1,400 | $2.94 | +$4,116 | 281,089 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −1,400 | $17.02F3 | −$23,828 | 279,689 | 直接 | |
| 2022/4/1 | Common Stock | M行使選擇權取得 | +40,756 | $2.94 | +$119,822.64 | 320,445 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −40,756 | $17.50F4 | −$713,230 | 279,689 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/30 | Common Stock | M行使選擇權處分 | −1,213 | $0.00 | $0 | 367,156 | 直接 | |
| 2022/3/31 | Common Stock | M行使選擇權處分 | −1,400 | $0.00 | $0 | 365,756 | 直接 | |
| 2022/4/1 | Common Stock | M行使選擇權處分 | −40,756 | $0.00 | $0 | 325,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The sale price of the Reporting Person's shares represents the weighted average price of all shares sold by a broker in multiple transactions effected at prices ranging from $17.00 to $17.01 per share on March 30, 2022. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Registrant or a security holder of the Registrant, information regarding the number of shares sold at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The sale price of the Reporting Person's shares represents the weighted average price of all shares sold by a broker in multiple transactions effected at prices ranging from $17.00 to $17.02 per share on March 31, 2022. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Registrant or a security holder of the Registrant, information regarding the number of shares sold at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The sale price of the Reporting Person's shares represents the weighted average price of all shares sold by a broker in multiple transactions effected at prices ranging from $17.00 to $17.83 per share on April 1, 2022. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Registrant or a security holder of the Registrant, information regarding the number of shares sold at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。