Sblendorio Glenn's Form 4 filing
IVERIC bio, Inc. (ISEE) · filed Apr 1, 2022
- Accession no.
- 0001410939-22-000040
- Filed
- Apr 1, 2022
- Trade date
- Mar 30-Apr 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $757.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sblendorio GlennCIK 0001277478 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 30, 2022 | Common Stock | MOption exerciseAcquired | +1,213 | $2.94 | +$3,566.22 | 280,902 | Direct | |
| Mar 30, 2022 | Common Stock | SSaleDisposed | −1,213 | $17.00F2 | −$20,621 | 279,689 | Direct | |
| Mar 31, 2022 | Common Stock | MOption exerciseAcquired | +1,400 | $2.94 | +$4,116 | 281,089 | Direct | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −1,400 | $17.02F3 | −$23,828 | 279,689 | Direct | |
| Apr 1, 2022 | Common Stock | MOption exerciseAcquired | +40,756 | $2.94 | +$119,822.64 | 320,445 | Direct | |
| Apr 1, 2022 | Common Stock | SSaleDisposed | −40,756 | $17.50F4 | −$713,230 | 279,689 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 30, 2022 | Common Stock | MOption exerciseDisposed | −1,213 | $0.00 | $0 | 367,156 | Direct | |
| Mar 31, 2022 | Common Stock | MOption exerciseDisposed | −1,400 | $0.00 | $0 | 365,756 | Direct | |
| Apr 1, 2022 | Common Stock | MOption exerciseDisposed | −40,756 | $0.00 | $0 | 325,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale price of the Reporting Person's shares represents the weighted average price of all shares sold by a broker in multiple transactions effected at prices ranging from $17.00 to $17.01 per share on March 30, 2022. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Registrant or a security holder of the Registrant, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The sale price of the Reporting Person's shares represents the weighted average price of all shares sold by a broker in multiple transactions effected at prices ranging from $17.00 to $17.02 per share on March 31, 2022. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Registrant or a security holder of the Registrant, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
The sale price of the Reporting Person's shares represents the weighted average price of all shares sold by a broker in multiple transactions effected at prices ranging from $17.00 to $17.83 per share on April 1, 2022. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Registrant or a security holder of the Registrant, information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.