Galkin Vladimir 的 Form 4/A 修正申報
修正Innovative Eyewear Inc（LUCY），2024/9/27 申報
- 申報編號
- 0001376474-24-000556
- 申報時間
- 2024/9/27 14:36 ET
- 交易日
- 2024/9/17
- 申報延遲
- 10 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/9/24
這份申報列了 10 筆非衍生性交易。公開市場買進合計 $246.9 萬。公開市場賣出合計 $188.0 萬。交易後 10 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Galkin VladimirCIK 0002020621 | 持股 10% 以上大股東 |
| Galkin AngelicaCIK 0002038764 | 持股 10% 以上大股東 |
| Angelica Galkin Revocable Trust, dated April 21, 2018CIK 0002038998 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/17 | Common Stock, par value $0.00001 | P買進取得 | +67,164 | $7.77F1,F2 | +$521,864.28 | 398,911 | 間接 | 重複申報 |
| 2024/9/17 | Common Stock, par value $0.00001 | P買進取得 | +2,841 | $7.65F1,F4 | +$21,733.65 | 401,752 | 間接 | 重複申報 |
| 2024/9/17 | Common Stock, par value $0.00001 | P買進取得 | +66,835 | $7.44F1,F5 | +$497,252.4 | 468,587 | 間接 | 重複申報 |
| 2024/9/17 | Common Stock, par value $0.00001 | P買進取得 | +169,903 | $6.85F1,F6 | +$1,163,835.55 | 638,490 | 間接 | 重複申報 |
| 2024/9/17 | Common Stock, par value $0.00001 | P買進取得 | +36,478 | $6.66F1,F7 | +$242,943.48 | 674,968 | 間接 | 重複申報 |
| 2024/9/17 | Common Stock, par value $0.00001 | P買進取得 | +3,515 | $6.19F1,F8 | +$21,757.85 | 678,483 | 間接 | 重複申報 |
| 2024/9/17 | Common Stock, par value $0.00001 | S賣出處分 | −51,656 | $8.10F1,F9 | −$418,413.6 | 626,827 | 間接 | 重複申報 |
| 2024/9/17 | Common Stock, par value $0.00001 | S賣出處分 | −40,387 | $8.00F1,F10 | −$323,096 | 586,440 | 間接 | 重複申報 |
| 2024/9/17 | Common Stock, par value $0.00001 | S賣出處分 | −134,693 | $6.88F1,F11 | −$926,687.84 | 451,747 | 間接 | 重複申報 |
| 2024/9/17 | Common Stock, par value $0.00001 | S賣出處分 | −31,747 | $6.66F1,F12 | −$211,435.02 | 420,000 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported reflects the volume weighted average purchase or sale price (whichever the case may be) on the transaction date within a $0.25 range, unless otherwise noted. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes (2) and (4) to (12) in this Form 4.
表 I 有 10 筆交易的價格引用這則附註。
- F2
The purchases were executed in multiple trades at a price of $7.77.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The Angelica Galkin Revocable Trust, dated April 21, 2018 ("Galkin Revocable Trust") directly holds the shares of Common Stock. Angelica Galkin is the sole trustee and beneficiary of the Galkin Revocable Trust. Angelica Galkin has delegated to Vladimir Galkin the shared right to direct the voting and disposition of the securities owned by the Galkin Revocable Trust. Accordingly, each of Vladimir Galkin and Angelica Galkin may be deemed to beneficially own the securities owned directly by Galkin Revocable Trust. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his, her or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.
- F4
The purchases were executed in multiple trades at prices ranging from $7.55 to $7.74.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The purchases were executed in multiple trades at prices ranging from $7.40 to $7.50.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The purchases were executed in multiple trades at prices ranging from $6.77 to $6.88.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The purchases were executed in multiple trades at prices ranging from $6.54 to $6.73.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The purchases were executed in multiple trades at prices ranging from $6.00 to $$6.22.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The sales were executed in multiple trades at prices ranging from $8.01 to $8.10.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The sales were executed in multiple trades at a price of $8.00.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The sales were executed in multiple trades at prices ranging from $6.77 to $7.00.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The sales were executed in multiple trades at a price of $6.66.
表 I 有 1 筆交易的價格引用這則附註。
備註
The original Form 4, filed on September 24, 2024, is being amended by this Form 4 amendment solely to include the omitted names and addresses of Angelica Galkin and The Angelica Galkin Revocable Trust as Reporting Persons, since they were unable to obtain the necessary CIK codes by the filing date. Notwithstanding the foregoing, the names and ownership information of such Reporting Persons were previously reported in the footnotes.