Galkin Vladimir's Form 4/A amendment
AmendedInnovative Eyewear Inc (LUCY) · filed Sep 27, 2024
- Accession no.
- 0001376474-24-000556
- Filed
- Sep 27, 2024, 2:36 PM ET
- Trade date
- Sep 17, 2024
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 24, 2024
This filing lists 10 non-derivative transactions. Open-market purchases total $2.47M. Open-market sales total $1.88M. It was filed 10 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Galkin VladimirCIK 0002020621 | 10% Owner |
| Galkin AngelicaCIK 0002038764 | 10% Owner |
| Angelica Galkin Revocable Trust, dated April 21, 2018CIK 0002038998 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2024 | Common Stock, par value $0.00001 | PPurchaseAcquired | +67,164 | $7.77F1,F2 | +$521,864.28 | 398,911 | Indirect | Duplicate filing |
| Sep 17, 2024 | Common Stock, par value $0.00001 | PPurchaseAcquired | +2,841 | $7.65F1,F4 | +$21,733.65 | 401,752 | Indirect | Duplicate filing |
| Sep 17, 2024 | Common Stock, par value $0.00001 | PPurchaseAcquired | +66,835 | $7.44F1,F5 | +$497,252.4 | 468,587 | Indirect | Duplicate filing |
| Sep 17, 2024 | Common Stock, par value $0.00001 | PPurchaseAcquired | +169,903 | $6.85F1,F6 | +$1,163,835.55 | 638,490 | Indirect | Duplicate filing |
| Sep 17, 2024 | Common Stock, par value $0.00001 | PPurchaseAcquired | +36,478 | $6.66F1,F7 | +$242,943.48 | 674,968 | Indirect | Duplicate filing |
| Sep 17, 2024 | Common Stock, par value $0.00001 | PPurchaseAcquired | +3,515 | $6.19F1,F8 | +$21,757.85 | 678,483 | Indirect | Duplicate filing |
| Sep 17, 2024 | Common Stock, par value $0.00001 | SSaleDisposed | −51,656 | $8.10F1,F9 | −$418,413.6 | 626,827 | Indirect | Duplicate filing |
| Sep 17, 2024 | Common Stock, par value $0.00001 | SSaleDisposed | −40,387 | $8.00F1,F10 | −$323,096 | 586,440 | Indirect | Duplicate filing |
| Sep 17, 2024 | Common Stock, par value $0.00001 | SSaleDisposed | −134,693 | $6.88F1,F11 | −$926,687.84 | 451,747 | Indirect | Duplicate filing |
| Sep 17, 2024 | Common Stock, par value $0.00001 | SSaleDisposed | −31,747 | $6.66F1,F12 | −$211,435.02 | 420,000 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported reflects the volume weighted average purchase or sale price (whichever the case may be) on the transaction date within a $0.25 range, unless otherwise noted. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes (2) and (4) to (12) in this Form 4.
Referenced by the price of 10 transactions in Table I.
- F2
The purchases were executed in multiple trades at a price of $7.77.
Referenced by the price of 1 transaction in Table I.
- F3
The Angelica Galkin Revocable Trust, dated April 21, 2018 ("Galkin Revocable Trust") directly holds the shares of Common Stock. Angelica Galkin is the sole trustee and beneficiary of the Galkin Revocable Trust. Angelica Galkin has delegated to Vladimir Galkin the shared right to direct the voting and disposition of the securities owned by the Galkin Revocable Trust. Accordingly, each of Vladimir Galkin and Angelica Galkin may be deemed to beneficially own the securities owned directly by Galkin Revocable Trust. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his, her or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.
- F4
The purchases were executed in multiple trades at prices ranging from $7.55 to $7.74.
Referenced by the price of 1 transaction in Table I.
- F5
The purchases were executed in multiple trades at prices ranging from $7.40 to $7.50.
Referenced by the price of 1 transaction in Table I.
- F6
The purchases were executed in multiple trades at prices ranging from $6.77 to $6.88.
Referenced by the price of 1 transaction in Table I.
- F7
The purchases were executed in multiple trades at prices ranging from $6.54 to $6.73.
Referenced by the price of 1 transaction in Table I.
- F8
The purchases were executed in multiple trades at prices ranging from $6.00 to $$6.22.
Referenced by the price of 1 transaction in Table I.
- F9
The sales were executed in multiple trades at prices ranging from $8.01 to $8.10.
Referenced by the price of 1 transaction in Table I.
- F10
The sales were executed in multiple trades at a price of $8.00.
Referenced by the price of 1 transaction in Table I.
- F11
The sales were executed in multiple trades at prices ranging from $6.77 to $7.00.
Referenced by the price of 1 transaction in Table I.
- F12
The sales were executed in multiple trades at a price of $6.66.
Referenced by the price of 1 transaction in Table I.
Remarks
The original Form 4, filed on September 24, 2024, is being amended by this Form 4 amendment solely to include the omitted names and addresses of Angelica Galkin and The Angelica Galkin Revocable Trust as Reporting Persons, since they were unable to obtain the necessary CIK codes by the filing date. Notwithstanding the foregoing, the names and ownership information of such Reporting Persons were previously reported in the footnotes.