Mhatre Ravi 的 Form 4/A 修正申報
修正Rubrik, Inc.（RBRK），2026/1/16 申報
- 申報編號
- 0001366050-26-000002
- 申報時間
- 2026/1/16
- 交易日
- 2025/12/12
- 申報延遲
- 35 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2025/12/15
這份申報列了 2 筆非衍生性交易。沿用原件裡沒有重述的 27 筆交易。公開市場賣出合計 $45.3 萬。交易後 35 天申報。
這份修正申報重述了 0001366050-25-000005（2025/12/15 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mhatre RaviCIK 0001366050 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/12/12 | Class A Common Stock | S賣出處分 | −3,707 | $84.96F1 | −$314,946.72 | 1,600 | 間接 | |
| 2025/12/12 | Class A Common Stock | S賣出處分 | −1,600 | $85.99 | −$137,584 | 0 | 間接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001366050-25-000005（2025/12/15 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/12/11 | Class A Common Stock | C轉換取得 | +1,387,454 | $0.00 | $0 | 1,387,454 | 間接 | |
| 2025/12/11 | Class A Common Stock | C轉換取得 | +322,103 | $0.00 | $0 | 322,103 | 間接 | |
| 2025/12/11 | Class A Common Stock | C轉換取得 | +626,864 | $0.00 | $0 | 626,864 | 間接 | |
| 2025/12/11 | Class A Common Stock | C轉換取得 | +493,378 | $0.00 | $0 | 493,378 | 間接 | |
| 2025/12/11 | Class A Common Stock | C轉換取得 | +345,340 | $0.00 | $0 | 345,340 | 間接 | |
| 2025/12/11 | Class A Common Stock | C轉換取得 | +101,659 | $0.00 | $0 | 101,659 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他處分 | −1,387,454 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他取得 | +362,473 | $0.00 | $0 | 362,473 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他處分 | −362,473 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他處分 | −322,103 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他取得 | +68,285 | $0.00 | $0 | 68,285 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他處分 | −68,285 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他處分 | −626,864 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他處分 | −493,378 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他處分 | −345,340 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他取得 | +125,373 | $0.00 | $0 | 125,373 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他處分 | −125,373 | $0.00 | $0 | 0 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他取得 | +5,307 | $0.00 | $0 | 5,307 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他取得 | +15,832 | $0.00 | $0 | 97,674 | 直接 | |
| 2025/12/11 | Class A Common Stock | J其他取得 | +45,865 | $0.00 | $0 | 442,739 | 間接 | |
| 2025/12/11 | Class A Common Stock | J其他取得 | +8,410 | $0.00 | $0 | 83,909 | 間接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/12/11 | Class A Common Stock | C轉換處分 | −1,387,454 | $0.00 | $0 | 4,162,362 | 間接 | |
| 2025/12/11 | Class A Common Stock | C轉換處分 | −322,103 | $0.00 | $0 | 966,307 | 間接 | |
| 2025/12/11 | Class A Common Stock | C轉換處分 | −626,864 | $0.00 | $0 | 1,880,593 | 間接 | |
| 2025/12/11 | Class A Common Stock | C轉換處分 | −493,378 | $0.00 | $0 | 1,480,133 | 間接 | |
| 2025/12/11 | Class A Common Stock | C轉換處分 | −345,340 | $0.00 | $0 | 1,036,018 | 間接 | |
| 2025/12/11 | Class A Common Stock | C轉換處分 | −101,659 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.60 to $85.31 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
備註
This Form 4 amendment is being filed to correct the original Form 4 filed on December 15, 2025 which inadvertently omitted sales by LMC on December 12, 2025