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Mhatre Ravi's Form 4/A amendment

Amended

Rubrik, Inc. (RBRK) · filed Jan 16, 2026

Accession no.
0001366050-26-000002
Filed
Jan 16, 2026
Trade date
Dec 12, 2025
Filing delay
35 days
Rule 10b5-1 plan
Not checked
Original filed
Dec 15, 2025

This filing lists 2 non-derivative transactions. It carries over 27 transactions from the original filing that it did not restate. Open-market sales total $452.5K. It was filed 35 days after the trade.

This amendment restates part of 0001366050-25-000005 (filed Dec 15, 2025). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mhatre RaviCIK 0001366050Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 12, 2025Class A Common StockSSaleDisposed−3,707$84.96F1−$314,946.721,600Indirect
Dec 12, 2025Class A Common StockSSaleDisposed−1,600$85.99−$137,5840Indirect

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001366050-25-000005 (filed Dec 15, 2025).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001366050-25-000005
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 11, 2025Class A Common StockCConversionAcquired+1,387,454$0.00$01,387,454Indirect
Dec 11, 2025Class A Common StockCConversionAcquired+322,103$0.00$0322,103Indirect
Dec 11, 2025Class A Common StockCConversionAcquired+626,864$0.00$0626,864Indirect
Dec 11, 2025Class A Common StockCConversionAcquired+493,378$0.00$0493,378Indirect
Dec 11, 2025Class A Common StockCConversionAcquired+345,340$0.00$0345,340Indirect
Dec 11, 2025Class A Common StockCConversionAcquired+101,659$0.00$0101,659Indirect
Dec 11, 2025Class A Common StockJOtherDisposed−1,387,454$0.00$00Indirect
Dec 11, 2025Class A Common StockJOtherAcquired+362,473$0.00$0362,473Indirect
Dec 11, 2025Class A Common StockJOtherDisposed−362,473$0.00$00Indirect
Dec 11, 2025Class A Common StockJOtherDisposed−322,103$0.00$00Indirect
Dec 11, 2025Class A Common StockJOtherAcquired+68,285$0.00$068,285Indirect
Dec 11, 2025Class A Common StockJOtherDisposed−68,285$0.00$00Indirect
Dec 11, 2025Class A Common StockJOtherDisposed−626,864$0.00$00Indirect
Dec 11, 2025Class A Common StockJOtherDisposed−493,378$0.00$00Indirect
Dec 11, 2025Class A Common StockJOtherDisposed−345,340$0.00$00Indirect
Dec 11, 2025Class A Common StockJOtherAcquired+125,373$0.00$0125,373Indirect
Dec 11, 2025Class A Common StockJOtherDisposed−125,373$0.00$00Indirect
Dec 11, 2025Class A Common StockJOtherAcquired+5,307$0.00$05,307Indirect
Dec 11, 2025Class A Common StockJOtherAcquired+15,832$0.00$097,674Direct
Dec 11, 2025Class A Common StockJOtherAcquired+45,865$0.00$0442,739Indirect
Dec 11, 2025Class A Common StockJOtherAcquired+8,410$0.00$083,909Indirect

Derivative securities (Table II)

Derivative transactions carried over from 0001366050-25-000005
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 11, 2025Class A Common StockCConversionDisposed−1,387,454$0.00$04,162,362Indirect
Dec 11, 2025Class A Common StockCConversionDisposed−322,103$0.00$0966,307Indirect
Dec 11, 2025Class A Common StockCConversionDisposed−626,864$0.00$01,880,593Indirect
Dec 11, 2025Class A Common StockCConversionDisposed−493,378$0.00$01,480,133Indirect
Dec 11, 2025Class A Common StockCConversionDisposed−345,340$0.00$01,036,018Indirect
Dec 11, 2025Class A Common StockCConversionDisposed−101,659$0.00$00Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.60 to $85.31 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Remarks

This Form 4 amendment is being filed to correct the original Form 4 filed on December 15, 2025 which inadvertently omitted sales by LMC on December 12, 2025

Read the full filing on SEC EDGAR (opens in a new tab)