Berchtold Joe 的 Form 4 申報
Live Nation Entertainment, Inc.（LYV），2023/12/15 申報
- 申報編號
- 0001335258-23-000115
- 申報時間
- 2023/12/15
- 交易日
- 2023/12/13-12/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 11 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $3,262 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Berchtold JoeCIK 0001552281 | 高階主管（總裁、財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/13 | Common Stock | M行使選擇權取得 | +119,100 | $20.90 | +$2,489,190 | 561,207 | 直接 | |
| 2023/12/13 | Common Stock | S賣出處分 | −93,543 | $87.90F2 | −$8,222,429.7 | 467,664 | 直接 | |
| 2023/12/13 | Common Stock | S賣出處分 | −24,757 | $88.85F3 | −$2,199,659.45 | 442,907 | 直接 | |
| 2023/12/13 | Common Stock | S賣出處分 | −800 | $89.48 | −$71,584 | 442,107 | 直接 | |
| 2023/12/14 | Common Stock | M行使選擇權取得 | +119,100 | $20.90 | +$2,489,190 | 561,207 | 直接 | |
| 2023/12/14 | Common Stock | S賣出處分 | −7,002 | $91.18F4 | −$638,442.36 | 554,205 | 直接 | |
| 2023/12/14 | Common Stock | S賣出處分 | −31,310 | $92.54F5 | −$2,897,427.4 | 522,895 | 直接 | |
| 2023/12/14 | Common Stock | S賣出處分 | −80,788 | $93.10F6 | −$7,521,362.8 | 442,107 | 直接 | |
| 2023/12/15 | Common Stock | M行使選擇權取得 | +119,100 | $20.90 | +$2,489,190 | 561,207 | 直接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −45,412 | $92.46F7 | −$4,198,793.52 | 515,795 | 直接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −73,688 | $93.19F8 | −$6,866,984.72 | 442,107 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/13 | Common Stock | M行使選擇權處分 | −119,100 | $0.00 | $0 | 238,200 | 直接 | |
| 2023/12/14 | Common Stock | M行使選擇權處分 | −119,100 | $0.00 | $0 | 119,100 | 直接 | |
| 2023/12/15 | Common Stock | M行使選擇權處分 | −119,100 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $87.48 to $88.44. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $88.48 to $89.40. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $90.80 to $91.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $91.80 to $92.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $92.80 to $93.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $91.91 to $92.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $92.91 to $93.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。