Berchtold Joe's Form 4 filing
Live Nation Entertainment, Inc. (LYV) · filed Dec 15, 2023
- Accession no.
- 0001335258-23-000115
- Filed
- Dec 15, 2023
- Trade date
- Dec 13-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 11 non-derivative transactions and 3 derivative transactions. Open-market sales total $32.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berchtold JoeCIK 0001552281 | Officer (President & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | MOption exerciseAcquired | +119,100 | $20.90 | +$2,489,190 | 561,207 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −93,543 | $87.90F2 | −$8,222,429.7 | 467,664 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −24,757 | $88.85F3 | −$2,199,659.45 | 442,907 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −800 | $89.48 | −$71,584 | 442,107 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseAcquired | +119,100 | $20.90 | +$2,489,190 | 561,207 | Direct | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −7,002 | $91.18F4 | −$638,442.36 | 554,205 | Direct | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −31,310 | $92.54F5 | −$2,897,427.4 | 522,895 | Direct | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −80,788 | $93.10F6 | −$7,521,362.8 | 442,107 | Direct | |
| Dec 15, 2023 | Common Stock | MOption exerciseAcquired | +119,100 | $20.90 | +$2,489,190 | 561,207 | Direct | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −45,412 | $92.46F7 | −$4,198,793.52 | 515,795 | Direct | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −73,688 | $93.19F8 | −$6,866,984.72 | 442,107 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | MOption exerciseDisposed | −119,100 | $0.00 | $0 | 238,200 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −119,100 | $0.00 | $0 | 119,100 | Direct | |
| Dec 15, 2023 | Common Stock | MOption exerciseDisposed | −119,100 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $87.48 to $88.44. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $88.48 to $89.40. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $90.80 to $91.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $91.80 to $92.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $92.80 to $93.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $91.91 to $92.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $92.91 to $93.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.