Rapino Michael 的 Form 4 申報
Live Nation Entertainment, Inc.（LYV），2022/9/16 申報
- 申報編號
- 0001335258-22-000137
- 申報時間
- 2022/9/16
- 交易日
- 2022/9/14-9/16
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,118 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rapino MichaelCIK 0001337041 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/14 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,767,273 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −15,100 | $89.08F2 | −$1,345,108 | 3,752,173 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −7,690 | $90.04F3 | −$692,407.6 | 3,744,483 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −39,890 | $91.10F4 | −$3,633,979 | 3,704,593 | 直接 | |
| 2022/9/14 | Common Stock | S賣出處分 | −15,320 | $92.14F5 | −$1,411,584.8 | 3,689,273 | 直接 | |
| 2022/9/15 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,789,273 | 直接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −41,872 | $92.15F6 | −$3,858,504.8 | 3,747,401 | 直接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −26,831 | $92.97F7 | −$2,494,478.07 | 3,720,570 | 直接 | |
| 2022/9/15 | Common Stock | S賣出處分 | −9,297 | $94.05F8 | −$874,382.85 | 3,711,273 | 直接 | |
| 2022/9/16 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,811,273 | 直接 | |
| 2022/9/16 | Common Stock | S賣出處分 | −46,938 | $87.47F9 | −$4,105,666.86 | 3,764,335 | 直接 | |
| 2022/9/16 | Common Stock | S賣出處分 | −15,822 | $88.53F10 | −$1,400,721.66 | 3,748,513 | 直接 | |
| 2022/9/16 | Common Stock | S賣出處分 | −15,240 | $89.28F11 | −$1,360,627.2 | 3,733,273 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/14 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 1,400,000 | 直接 | |
| 2022/9/15 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 1,300,000 | 直接 | |
| 2022/9/16 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 1,200,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $88.55 to $89.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $89.56 to $90.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $90.57 to $91.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $91.57 to $92.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $91.60 to $92.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $92.60 to $93.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $93.60 to $94.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $87.06 to $88.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $88.06 to $89.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $89.06 to $90.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。