Rapino Michael's Form 4 filing
Live Nation Entertainment, Inc. (LYV) · filed Sep 16, 2022
- Accession no.
- 0001335258-22-000137
- Filed
- Sep 16, 2022
- Trade date
- Sep 14-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 3 derivative transactions. Open-market sales total $21.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rapino MichaelCIK 0001337041 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2022 | Common Stock | MOption exerciseAcquired | +100,000 | $8.77 | +$877,000 | 3,767,273 | Direct | |
| Sep 14, 2022 | Common Stock | SSaleDisposed | −15,100 | $89.08F2 | −$1,345,108 | 3,752,173 | Direct | |
| Sep 14, 2022 | Common Stock | SSaleDisposed | −7,690 | $90.04F3 | −$692,407.6 | 3,744,483 | Direct | |
| Sep 14, 2022 | Common Stock | SSaleDisposed | −39,890 | $91.10F4 | −$3,633,979 | 3,704,593 | Direct | |
| Sep 14, 2022 | Common Stock | SSaleDisposed | −15,320 | $92.14F5 | −$1,411,584.8 | 3,689,273 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseAcquired | +100,000 | $8.77 | +$877,000 | 3,789,273 | Direct | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −41,872 | $92.15F6 | −$3,858,504.8 | 3,747,401 | Direct | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −26,831 | $92.97F7 | −$2,494,478.07 | 3,720,570 | Direct | |
| Sep 15, 2022 | Common Stock | SSaleDisposed | −9,297 | $94.05F8 | −$874,382.85 | 3,711,273 | Direct | |
| Sep 16, 2022 | Common Stock | MOption exerciseAcquired | +100,000 | $8.77 | +$877,000 | 3,811,273 | Direct | |
| Sep 16, 2022 | Common Stock | SSaleDisposed | −46,938 | $87.47F9 | −$4,105,666.86 | 3,764,335 | Direct | |
| Sep 16, 2022 | Common Stock | SSaleDisposed | −15,822 | $88.53F10 | −$1,400,721.66 | 3,748,513 | Direct | |
| Sep 16, 2022 | Common Stock | SSaleDisposed | −15,240 | $89.28F11 | −$1,360,627.2 | 3,733,273 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2022 | Common Stock | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 1,400,000 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 1,300,000 | Direct | |
| Sep 16, 2022 | Common Stock | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 1,200,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $88.55 to $89.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $89.56 to $90.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $90.57 to $91.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $91.57 to $92.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $91.60 to $92.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $92.60 to $93.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $93.60 to $94.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $87.06 to $88.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $88.06 to $89.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $89.06 to $90.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.