Rapino Michael 的 Form 4 申報
Live Nation Entertainment, Inc.（LYV），2022/4/15 申報
- 申報編號
- 0001335258-22-000055
- 申報時間
- 2022/4/15
- 交易日
- 2022/4/13-4/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,753 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rapino MichaelCIK 0001337041 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/13 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,194,520 | 直接 | |
| 2022/4/13 | Common Stock | S賣出處分 | −1,059 | $108.95F2 | −$115,378.05 | 3,193,461 | 直接 | |
| 2022/4/13 | Common Stock | S賣出處分 | −5,809 | $110.55F3 | −$642,184.95 | 3,187,652 | 直接 | |
| 2022/4/13 | Common Stock | S賣出處分 | −15,606 | $111.33F4 | −$1,737,415.98 | 3,172,046 | 直接 | |
| 2022/4/13 | Common Stock | S賣出處分 | −35,727 | $112.62F5 | −$4,023,574.74 | 3,136,319 | 直接 | |
| 2022/4/13 | Common Stock | S賣出處分 | −19,799 | $113.04F6 | −$2,238,078.96 | 3,116,520 | 直接 | |
| 2022/4/14 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,216,520 | 直接 | |
| 2022/4/14 | Common Stock | S賣出處分 | −37,736 | $111.85F7 | −$4,220,771.6 | 3,178,784 | 直接 | |
| 2022/4/14 | Common Stock | S賣出處分 | −29,181 | $112.84F8 | −$3,292,784.04 | 3,149,603 | 直接 | |
| 2022/4/14 | Common Stock | S賣出處分 | −10,042 | $113.65F9 | −$1,141,273.3 | 3,139,561 | 直接 | |
| 2022/4/14 | Common Stock | S賣出處分 | −1,041 | $114.55F10 | −$119,246.55 | 3,138,520 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/13 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 2,800,000 | 直接 | |
| 2022/4/14 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 2,700,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $108.52 to $109.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $109.86 to $110.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $110.86 to $111.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $111.88 to $112.87. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $112.88 to $113.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $111.28 to $112.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $112.29 to $113.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $113.29 to $114.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $114.48 to $114.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。