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Rapino Michael's Form 4 filing

Live Nation Entertainment, Inc. (LYV) · filed Apr 15, 2022

Accession no.
0001335258-22-000055
Filed
Apr 15, 2022
Trade date
Apr 13-14, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $17.5M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rapino MichaelCIK 0001337041Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 13, 2022Common StockMOption exerciseAcquired+100,000$8.77+$877,0003,194,520Direct
Apr 13, 2022Common StockSSaleDisposed−1,059$108.95F2−$115,378.053,193,461Direct
Apr 13, 2022Common StockSSaleDisposed−5,809$110.55F3−$642,184.953,187,652Direct
Apr 13, 2022Common StockSSaleDisposed−15,606$111.33F4−$1,737,415.983,172,046Direct
Apr 13, 2022Common StockSSaleDisposed−35,727$112.62F5−$4,023,574.743,136,319Direct
Apr 13, 2022Common StockSSaleDisposed−19,799$113.04F6−$2,238,078.963,116,520Direct
Apr 14, 2022Common StockMOption exerciseAcquired+100,000$8.77+$877,0003,216,520Direct
Apr 14, 2022Common StockSSaleDisposed−37,736$111.85F7−$4,220,771.63,178,784Direct
Apr 14, 2022Common StockSSaleDisposed−29,181$112.84F8−$3,292,784.043,149,603Direct
Apr 14, 2022Common StockSSaleDisposed−10,042$113.65F9−$1,141,273.33,139,561Direct
Apr 14, 2022Common StockSSaleDisposed−1,041$114.55F10−$119,246.553,138,520Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 13, 2022Common StockMOption exerciseDisposed−100,000$0.00$02,800,000Direct
Apr 14, 2022Common StockMOption exerciseDisposed−100,000$0.00$02,700,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $108.52 to $109.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $109.86 to $110.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $110.86 to $111.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $111.88 to $112.87. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $112.88 to $113.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $111.28 to $112.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $112.29 to $113.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $113.29 to $114.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $114.48 to $114.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)