Rapino Michael 的 Form 4 申報
Live Nation Entertainment, Inc.（LYV），2022/4/1 申報
- 申報編號
- 0001335258-22-000051
- 申報時間
- 2022/4/1
- 交易日
- 2022/3/30-4/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,750 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rapino MichaelCIK 0001337041 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/30 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,092,241 | 直接 | |
| 2022/3/30 | Common Stock | S賣出處分 | −52,465 | $117.76F2 | −$6,178,278.4 | 3,039,776 | 直接 | |
| 2022/3/30 | Common Stock | S賣出處分 | −21,923 | $118.53F3 | −$2,598,533.19 | 3,017,853 | 直接 | |
| 2022/3/30 | Common Stock | S賣出處分 | −3,612 | $119.49F4 | −$431,597.88 | 3,014,241 | 直接 | |
| 2022/3/31 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,114,241 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −7,371 | $117.53F5 | −$866,313.63 | 3,106,870 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −48,604 | $118.43F6 | −$5,756,171.72 | 3,058,266 | 直接 | |
| 2022/3/31 | Common Stock | S賣出處分 | −22,025 | $119.19F7 | −$2,625,159.75 | 3,036,241 | 直接 | |
| 2022/3/31 | Common Stock | F扣股繳稅處分 | −29,721 | $117.64 | −$3,496,378.44 | 3,006,520 | 直接 | |
| 2022/4/1 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,106,520 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −22,422 | $114.48F9 | −$2,566,870.56 | 3,084,098 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −21,563 | $115.59F10 | −$2,492,467.17 | 3,062,535 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −17,340 | $116.68F11 | −$2,023,231.2 | 3,045,195 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −15,650 | $117.41F12 | −$1,837,466.5 | 3,029,545 | 直接 | |
| 2022/4/1 | Common Stock | S賣出處分 | −1,025 | $118.41F13 | −$121,370.25 | 3,028,520 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/30 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 3,400,000 | 直接 | |
| 2022/3/31 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 3,300,000 | 直接 | |
| 2022/4/1 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 3,200,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $117.19 to $118.18. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $118.19 to $119.18. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $119.20 to $119.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $116.87 to $117.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $117.87 to $118.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $118.87 to $119.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $114.11 to $115.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $115.11 to $116.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $116.11 to $117.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $117.11 to $118.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $118.15 to $118.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。