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Rapino Michael's Form 4 filing

Live Nation Entertainment, Inc. (LYV) · filed Apr 1, 2022

Accession no.
0001335258-22-000051
Filed
Apr 1, 2022
Trade date
Mar 30-Apr 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 15 non-derivative transactions and 3 derivative transactions. Open-market sales total $27.5M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rapino MichaelCIK 0001337041Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 30, 2022Common StockMOption exerciseAcquired+100,000$8.77+$877,0003,092,241Direct
Mar 30, 2022Common StockSSaleDisposed−52,465$117.76F2−$6,178,278.43,039,776Direct
Mar 30, 2022Common StockSSaleDisposed−21,923$118.53F3−$2,598,533.193,017,853Direct
Mar 30, 2022Common StockSSaleDisposed−3,612$119.49F4−$431,597.883,014,241Direct
Mar 31, 2022Common StockMOption exerciseAcquired+100,000$8.77+$877,0003,114,241Direct
Mar 31, 2022Common StockSSaleDisposed−7,371$117.53F5−$866,313.633,106,870Direct
Mar 31, 2022Common StockSSaleDisposed−48,604$118.43F6−$5,756,171.723,058,266Direct
Mar 31, 2022Common StockSSaleDisposed−22,025$119.19F7−$2,625,159.753,036,241Direct
Mar 31, 2022Common StockFTax withholdingDisposed−29,721$117.64−$3,496,378.443,006,520Direct
Apr 1, 2022Common StockMOption exerciseAcquired+100,000$8.77+$877,0003,106,520Direct
Apr 1, 2022Common StockSSaleDisposed−22,422$114.48F9−$2,566,870.563,084,098Direct
Apr 1, 2022Common StockSSaleDisposed−21,563$115.59F10−$2,492,467.173,062,535Direct
Apr 1, 2022Common StockSSaleDisposed−17,340$116.68F11−$2,023,231.23,045,195Direct
Apr 1, 2022Common StockSSaleDisposed−15,650$117.41F12−$1,837,466.53,029,545Direct
Apr 1, 2022Common StockSSaleDisposed−1,025$118.41F13−$121,370.253,028,520Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 30, 2022Common StockMOption exerciseDisposed−100,000$0.00$03,400,000Direct
Mar 31, 2022Common StockMOption exerciseDisposed−100,000$0.00$03,300,000Direct
Apr 1, 2022Common StockMOption exerciseDisposed−100,000$0.00$03,200,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $117.19 to $118.18. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $118.19 to $119.18. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $119.20 to $119.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $116.87 to $117.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $117.87 to $118.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $118.87 to $119.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $114.11 to $115.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $115.11 to $116.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades at prices ranging from $116.11 to $117.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F12

This transaction was executed in multiple trades at prices ranging from $117.11 to $118.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F13

This transaction was executed in multiple trades at prices ranging from $118.15 to $118.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)