Elsesser Adam 的 Form 4 申報
Penumbra Inc（PEN），2025/4/4 申報
- 申報編號
- 0001321732-25-000070
- 申報時間
- 2025/4/4
- 交易日
- 2025/4/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 12 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $451.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Elsesser AdamCIK 0001651323 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/4/2 | Common Stock | M行使選擇權取得 | +41,308 | $30.00 | +$1,239,240 | 69,060 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −1,358 | $267.36F2 | −$363,074.88 | 67,702 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −1,000 | $268.39F3 | −$268,390 | 66,702 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −1,700 | $269.25F4 | −$457,725 | 65,002 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −900 | $270.34F5 | −$243,306 | 64,102 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −1,350 | $271.41F6 | −$366,403.5 | 62,752 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −300 | $272.00 | −$81,600 | 62,452 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −4,208 | $273.71F7 | −$1,151,771.68 | 58,244 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −5,248 | $274.22F8 | −$1,439,106.56 | 52,996 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −36 | $275.24 | −$9,908.64 | 52,960 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −400 | $275.99 | −$110,396 | 52,560 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −65 | $277.63F9 | −$18,045.95 | 52,495 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/4/2 | Common Stock | M行使選擇權處分 | −41,308 | $0.00 | $0 | 307,740 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $266.93 to $267.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $268.01 to $268.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $269.13 to $269.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $270.06 to $270.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $271.14 to $271.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $273.40 to $273.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $273.93 to $274.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $277.38 to $277.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。