Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed Apr 4, 2025
- Accession no.
- 0001321732-25-000070
- Filed
- Apr 4, 2025
- Trade date
- Apr 2, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.51M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 2, 2025 | Common Stock | MOption exerciseAcquired | +41,308 | $30.00 | +$1,239,240 | 69,060 | Direct | |
| Apr 2, 2025 | Common Stock | SSaleDisposed | −1,358 | $267.36F2 | −$363,074.88 | 67,702 | Direct | |
| Apr 2, 2025 | Common Stock | SSaleDisposed | −1,000 | $268.39F3 | −$268,390 | 66,702 | Direct | |
| Apr 2, 2025 | Common Stock | SSaleDisposed | −1,700 | $269.25F4 | −$457,725 | 65,002 | Direct | |
| Apr 2, 2025 | Common Stock | SSaleDisposed | −900 | $270.34F5 | −$243,306 | 64,102 | Direct | |
| Apr 2, 2025 | Common Stock | SSaleDisposed | −1,350 | $271.41F6 | −$366,403.5 | 62,752 | Direct | |
| Apr 2, 2025 | Common Stock | SSaleDisposed | −300 | $272.00 | −$81,600 | 62,452 | Direct | |
| Apr 2, 2025 | Common Stock | SSaleDisposed | −4,208 | $273.71F7 | −$1,151,771.68 | 58,244 | Direct | |
| Apr 2, 2025 | Common Stock | SSaleDisposed | −5,248 | $274.22F8 | −$1,439,106.56 | 52,996 | Direct | |
| Apr 2, 2025 | Common Stock | SSaleDisposed | −36 | $275.24 | −$9,908.64 | 52,960 | Direct | |
| Apr 2, 2025 | Common Stock | SSaleDisposed | −400 | $275.99 | −$110,396 | 52,560 | Direct | |
| Apr 2, 2025 | Common Stock | SSaleDisposed | −65 | $277.63F9 | −$18,045.95 | 52,495 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 2, 2025 | Common Stock | MOption exerciseDisposed | −41,308 | $0.00 | $0 | 307,740 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $266.93 to $267.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $268.01 to $268.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $269.13 to $269.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $270.06 to $270.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $271.14 to $271.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $273.40 to $273.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $273.93 to $274.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $277.38 to $277.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.