Roberts Johanna 的 Form 4 申報
Penumbra Inc（PEN），2025/4/2 申報
- 申報編號
- 0001321732-25-000063
- 申報時間
- 2025/4/2
- 交易日
- 2025/4/1
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 10 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $16.1 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Roberts JohannaCIK 0001751980 | 高階主管（執行副總裁、法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/4/1 | Common Stock | M行使選擇權取得 | +600 | $22.04 | +$13,224 | 66,953 | 直接 | |
| 2025/4/1 | Common Stock | S賣出處分 | −6 | $263.77F3 | −$1,582.62 | 66,947 | 直接 | |
| 2025/4/1 | Common Stock | S賣出處分 | −15 | $265.05F4 | −$3,975.75 | 66,932 | 直接 | |
| 2025/4/1 | Common Stock | S賣出處分 | −36 | $265.78F5 | −$9,568.08 | 66,896 | 直接 | |
| 2025/4/1 | Common Stock | S賣出處分 | −70 | $267.08F6 | −$18,695.6 | 66,826 | 直接 | |
| 2025/4/1 | Common Stock | S賣出處分 | −54 | $268.04F7 | −$14,474.16 | 66,772 | 直接 | |
| 2025/4/1 | Common Stock | S賣出處分 | −126 | $268.96F8 | −$33,888.96 | 66,646 | 直接 | |
| 2025/4/1 | Common Stock | S賣出處分 | −177 | $269.94F9 | −$47,779.38 | 66,469 | 直接 | |
| 2025/4/1 | Common Stock | S賣出處分 | −20 | $270.68F10 | −$5,413.6 | 66,449 | 直接 | |
| 2025/4/1 | Common Stock | S賣出處分 | −96 | $271.75F11 | −$26,088 | 66,353 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/4/1 | Common Stock | M行使選擇權處分 | −600 | $0.00 | $0 | 2,598 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $263.44 to $264.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $264.60 to $265.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $265.45 to $266.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $266.53 to $267.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $267.48 to $268.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $268.48 to $269.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $269.47 to $270.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $270.49 to $270.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $271.66 to $271.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。