Roberts Johanna's Form 4 filing
Penumbra Inc (PEN) · filed Apr 2, 2025
- Accession no.
- 0001321732-25-000063
- Filed
- Apr 2, 2025
- Trade date
- Apr 1, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $161.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts JohannaCIK 0001751980 | Officer (EVP, Gen. Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | Common Stock | MOption exerciseAcquired | +600 | $22.04 | +$13,224 | 66,953 | Direct | |
| Apr 1, 2025 | Common Stock | SSaleDisposed | −6 | $263.77F3 | −$1,582.62 | 66,947 | Direct | |
| Apr 1, 2025 | Common Stock | SSaleDisposed | −15 | $265.05F4 | −$3,975.75 | 66,932 | Direct | |
| Apr 1, 2025 | Common Stock | SSaleDisposed | −36 | $265.78F5 | −$9,568.08 | 66,896 | Direct | |
| Apr 1, 2025 | Common Stock | SSaleDisposed | −70 | $267.08F6 | −$18,695.6 | 66,826 | Direct | |
| Apr 1, 2025 | Common Stock | SSaleDisposed | −54 | $268.04F7 | −$14,474.16 | 66,772 | Direct | |
| Apr 1, 2025 | Common Stock | SSaleDisposed | −126 | $268.96F8 | −$33,888.96 | 66,646 | Direct | |
| Apr 1, 2025 | Common Stock | SSaleDisposed | −177 | $269.94F9 | −$47,779.38 | 66,469 | Direct | |
| Apr 1, 2025 | Common Stock | SSaleDisposed | −20 | $270.68F10 | −$5,413.6 | 66,449 | Direct | |
| Apr 1, 2025 | Common Stock | SSaleDisposed | −96 | $271.75F11 | −$26,088 | 66,353 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | Common Stock | MOption exerciseDisposed | −600 | $0.00 | $0 | 2,598 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $263.44 to $264.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $264.60 to $265.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $265.45 to $266.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $266.53 to $267.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $267.48 to $268.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $268.48 to $269.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $269.47 to $270.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $270.49 to $270.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $271.66 to $271.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.