Elsesser Adam 的 Form 4 申報
Penumbra Inc（PEN），2025/3/21 申報
- 申報編號
- 0001321732-25-000056
- 申報時間
- 2025/3/21
- 交易日
- 2025/3/19
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $458.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Elsesser AdamCIK 0001651323 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/19 | Common Stock | M行使選擇權取得 | +27,976 | $30.00 | +$839,280 | 44,352 | 直接 | |
| 2025/3/19 | Common Stock | S賣出處分 | −280 | $271.07 | −$75,899.6 | 44,072 | 直接 | |
| 2025/3/19 | Common Stock | S賣出處分 | −330 | $272.54 | −$89,938.2 | 43,742 | 直接 | |
| 2025/3/19 | Common Stock | S賣出處分 | −180 | $273.34 | −$49,201.2 | 43,562 | 直接 | |
| 2025/3/19 | Common Stock | S賣出處分 | −1,843 | $274.84F2 | −$506,530.12 | 41,719 | 直接 | |
| 2025/3/19 | Common Stock | S賣出處分 | −2,126 | $275.40F3 | −$585,500.4 | 39,593 | 直接 | |
| 2025/3/19 | Common Stock | S賣出處分 | −11,063 | $276.72F4 | −$3,061,353.36 | 28,530 | 直接 | |
| 2025/3/19 | Common Stock | S賣出處分 | −178 | $277.42 | −$49,380.76 | 28,352 | 直接 | |
| 2025/3/19 | Common Stock | S賣出處分 | −600 | $278.89 | −$167,334 | 27,752 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/19 | Common Stock | M行使選擇權處分 | −27,976 | $0.00 | $0 | 349,048 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $274.55 to $275.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $275.07 to $275.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $276.07 to $277.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。