Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed Mar 21, 2025
- Accession no.
- 0001321732-25-000056
- Filed
- Mar 21, 2025
- Trade date
- Mar 19, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.59M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2025 | Common Stock | MOption exerciseAcquired | +27,976 | $30.00 | +$839,280 | 44,352 | Direct | |
| Mar 19, 2025 | Common Stock | SSaleDisposed | −280 | $271.07 | −$75,899.6 | 44,072 | Direct | |
| Mar 19, 2025 | Common Stock | SSaleDisposed | −330 | $272.54 | −$89,938.2 | 43,742 | Direct | |
| Mar 19, 2025 | Common Stock | SSaleDisposed | −180 | $273.34 | −$49,201.2 | 43,562 | Direct | |
| Mar 19, 2025 | Common Stock | SSaleDisposed | −1,843 | $274.84F2 | −$506,530.12 | 41,719 | Direct | |
| Mar 19, 2025 | Common Stock | SSaleDisposed | −2,126 | $275.40F3 | −$585,500.4 | 39,593 | Direct | |
| Mar 19, 2025 | Common Stock | SSaleDisposed | −11,063 | $276.72F4 | −$3,061,353.36 | 28,530 | Direct | |
| Mar 19, 2025 | Common Stock | SSaleDisposed | −178 | $277.42 | −$49,380.76 | 28,352 | Direct | |
| Mar 19, 2025 | Common Stock | SSaleDisposed | −600 | $278.89 | −$167,334 | 27,752 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 19, 2025 | Common Stock | MOption exerciseDisposed | −27,976 | $0.00 | $0 | 349,048 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $274.55 to $275.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $275.07 to $275.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $276.07 to $277.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.