Elsesser Adam 的 Form 4 申報
Penumbra Inc（PEN），2025/3/7 申報
- 申報編號
- 0001321732-25-000048
- 申報時間
- 2025/3/7
- 交易日
- 2025/3/5
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,747 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Elsesser AdamCIK 0001651323 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/5 | Common Stock | M行使選擇權取得 | +72,976 | $30.00 | +$2,189,280 | 77,976 | 直接 | |
| 2025/3/5 | Common Stock | S賣出處分 | −5,668 | $281.14F2 | −$1,593,501.52 | 72,308 | 直接 | |
| 2025/3/5 | Common Stock | S賣出處分 | −7,467 | $282.25F3 | −$2,107,560.75 | 64,841 | 直接 | |
| 2025/3/5 | Common Stock | S賣出處分 | −19,865 | $283.15F4 | −$5,624,774.75 | 44,976 | 直接 | |
| 2025/3/5 | Common Stock | S賣出處分 | −10,874 | $284.16F5 | −$3,089,955.84 | 34,102 | 直接 | |
| 2025/3/5 | Common Stock | S賣出處分 | −17,626 | $285.06F6 | −$5,024,467.56 | 16,476 | 直接 | |
| 2025/3/5 | Common Stock | S賣出處分 | −100 | $286.57 | −$28,657 | 16,376 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/5 | Common Stock | M行使選擇權處分 | −72,976 | $0.00 | $0 | 377,024 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $280.63 to $281.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $281.65 to $282.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $282.68 to $283.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $283.65 to $284.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $284.63 to $285.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。