Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed Mar 7, 2025
- Accession no.
- 0001321732-25-000048
- Filed
- Mar 7, 2025
- Trade date
- Mar 5, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $17.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2025 | Common Stock | MOption exerciseAcquired | +72,976 | $30.00 | +$2,189,280 | 77,976 | Direct | |
| Mar 5, 2025 | Common Stock | SSaleDisposed | −5,668 | $281.14F2 | −$1,593,501.52 | 72,308 | Direct | |
| Mar 5, 2025 | Common Stock | SSaleDisposed | −7,467 | $282.25F3 | −$2,107,560.75 | 64,841 | Direct | |
| Mar 5, 2025 | Common Stock | SSaleDisposed | −19,865 | $283.15F4 | −$5,624,774.75 | 44,976 | Direct | |
| Mar 5, 2025 | Common Stock | SSaleDisposed | −10,874 | $284.16F5 | −$3,089,955.84 | 34,102 | Direct | |
| Mar 5, 2025 | Common Stock | SSaleDisposed | −17,626 | $285.06F6 | −$5,024,467.56 | 16,476 | Direct | |
| Mar 5, 2025 | Common Stock | SSaleDisposed | −100 | $286.57 | −$28,657 | 16,376 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2025 | Common Stock | MOption exerciseDisposed | −72,976 | $0.00 | $0 | 377,024 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $280.63 to $281.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $281.65 to $282.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $282.68 to $283.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $283.65 to $284.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $284.63 to $285.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.