Shiu Lambert 的 Form 4 申報
Penumbra Inc（PEN），2025/3/5 申報
- 申報編號
- 0001321732-25-000042
- 申報時間
- 2025/3/5
- 交易日
- 2025/3/3-3/4
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $222.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Shiu LambertCIK 0001796068 | 高階主管（會計主管） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/3 | Common Stock | S賣出處分 | −886 | $283.15F2 | −$250,870.9 | 30,672 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −550 | $283.96F4 | −$156,178 | 30,122 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −1,672 | $285.16F5 | −$476,787.52 | 28,450 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −2,850 | $286.28F6 | −$815,898 | 25,600 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −348 | $288.57F7 | −$100,422.36 | 25,252 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −956 | $288.88F8 | −$276,169.28 | 24,296 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −26 | $289.76 | −$7,533.76 | 24,270 | 直接 | |
| 2025/3/4 | Common Stock | M行使選擇權取得 | +9,200 | $22.04 | +$202,768 | 33,470 | 直接 | |
| 2025/3/4 | Common Stock | S賣出處分 | −501 | $282.88 | −$141,722.88 | 32,969 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/4 | Common Stock | M行使選擇權處分 | −9,200 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $282.67 to $283.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $283.95 to $284.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $284.82 to $285.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $285.67 to $286.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $288.53 to $288.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $288.73 to $289.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。