Shiu Lambert's Form 4 filing
Penumbra Inc (PEN) · filed Mar 5, 2025
- Accession no.
- 0001321732-25-000042
- Filed
- Mar 5, 2025
- Trade date
- Mar 3-4, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shiu LambertCIK 0001796068 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2025 | Common Stock | SSaleDisposed | −886 | $283.15F2 | −$250,870.9 | 30,672 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −550 | $283.96F4 | −$156,178 | 30,122 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −1,672 | $285.16F5 | −$476,787.52 | 28,450 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −2,850 | $286.28F6 | −$815,898 | 25,600 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −348 | $288.57F7 | −$100,422.36 | 25,252 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −956 | $288.88F8 | −$276,169.28 | 24,296 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −26 | $289.76 | −$7,533.76 | 24,270 | Direct | |
| Mar 4, 2025 | Common Stock | MOption exerciseAcquired | +9,200 | $22.04 | +$202,768 | 33,470 | Direct | |
| Mar 4, 2025 | Common Stock | SSaleDisposed | −501 | $282.88 | −$141,722.88 | 32,969 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2025 | Common Stock | MOption exerciseDisposed | −9,200 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $282.67 to $283.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $283.95 to $284.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $284.82 to $285.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $285.67 to $286.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $288.53 to $288.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $288.73 to $289.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.