Elsesser Adam 的 Form 4 申報
Penumbra Inc（PEN），2024/8/26 申報
- 申報編號
- 0001321732-24-000094
- 申報時間
- 2024/8/26
- 交易日
- 2024/8/22-8/23
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $609.6 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Elsesser AdamCIK 0001651323 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/22 | Common Stock | S賣出處分 | −1,620 | $200.00F2 | −$324,000 | 925,962 | 間接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −4,985 | $200.41F4 | −$999,043.85 | 920,977 | 間接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −4,636 | $201.35F5 | −$933,458.6 | 916,341 | 間接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −1,400 | $202.66F6 | −$283,724 | 914,941 | 間接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −2,184 | $203.62F7 | −$444,706.08 | 912,757 | 間接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −8,700 | $204.43F8 | −$1,778,541 | 904,057 | 間接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −5,263 | $205.55F9 | −$1,081,809.65 | 898,794 | 間接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −1,028 | $206.44F10 | −$212,220.32 | 897,766 | 間接 | |
| 2024/8/23 | Common Stock | S賣出處分 | −184 | $207.03F11 | −$38,093.52 | 897,582 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $200.00 to $200.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $200.00 to $200.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $201.02 to $201.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $202.17 to $202.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $203.01 to $203.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $204.01 to $204.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $205.03 to $205.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $206.04 to $206.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $207.00 to $207.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。