Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed Aug 26, 2024
- Accession no.
- 0001321732-24-000094
- Filed
- Aug 26, 2024
- Trade date
- Aug 22-23, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions. Open-market sales total $6.10M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2024 | Common Stock | SSaleDisposed | −1,620 | $200.00F2 | −$324,000 | 925,962 | Indirect | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −4,985 | $200.41F4 | −$999,043.85 | 920,977 | Indirect | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −4,636 | $201.35F5 | −$933,458.6 | 916,341 | Indirect | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −1,400 | $202.66F6 | −$283,724 | 914,941 | Indirect | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −2,184 | $203.62F7 | −$444,706.08 | 912,757 | Indirect | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −8,700 | $204.43F8 | −$1,778,541 | 904,057 | Indirect | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −5,263 | $205.55F9 | −$1,081,809.65 | 898,794 | Indirect | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −1,028 | $206.44F10 | −$212,220.32 | 897,766 | Indirect | |
| Aug 23, 2024 | Common Stock | SSaleDisposed | −184 | $207.03F11 | −$38,093.52 | 897,582 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $200.00 to $200.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $200.00 to $200.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $201.02 to $201.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $202.17 to $202.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $203.01 to $203.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $204.01 to $204.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $205.03 to $205.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $206.04 to $206.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $207.00 to $207.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.