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Frank Dennis S 的 Form 4 申報

Silvergate Capital Corp(SICP),2021/8/13 申報

申報編號
0001312109-21-000200
申報時間
2021/8/13
交易日
2021/8/13
申報延遲
當天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $280.3 萬。交易當天就申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Frank Dennis SCIK 0001057832董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/13Class A Common StockS賣出處分−1,465$111.72−$163,669.8147,225直接
2021/8/13Class A Common StockS賣出處分−4,562$115.52F1−$527,002.24142,663直接
2021/8/13Class A Common StockS賣出處分−1,928$116.37F2−$224,361.36140,735直接
2021/8/13Class A Common StockS賣出處分−4,549$117.73F3−$535,553.77136,186直接
2021/8/13Class A Common StockS賣出處分−2,786$118.68F4−$330,642.48133,400直接
2021/8/13Class A Common StockS賣出處分−600$119.72F5−$71,832132,800直接
2021/8/13Class A Common StockS賣出處分−2,900$120.96F6−$350,784129,900直接
2021/8/13Class A Common StockS賣出處分−3,967$122.15F7−$484,569.05125,933直接
2021/8/13Class A Common StockS賣出處分−933$122.80F8−$114,572.4125,000直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This transaction was executed in multiple trades at prices ranging from $115.00 to $115.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F2

This transaction was executed in multiple trades at prices ranging from $116.00 to $116.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $117.25 to $118.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $118.25 to $119.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $119.42 to $120.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $120.45 to $121.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $121.52 to $122.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F8

This transaction was executed in multiple trades at prices ranging from $122.55 to $123.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)