Frank Dennis S's Form 4 filing
Silvergate Capital Corp (SICP) · filed Aug 13, 2021
- Accession no.
- 0001312109-21-000200
- Filed
- Aug 13, 2021
- Trade date
- Aug 13, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $2.80M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frank Dennis SCIK 0001057832 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Class A Common Stock | SSaleDisposed | −1,465 | $111.72 | −$163,669.8 | 147,225 | Direct | |
| Aug 13, 2021 | Class A Common Stock | SSaleDisposed | −4,562 | $115.52F1 | −$527,002.24 | 142,663 | Direct | |
| Aug 13, 2021 | Class A Common Stock | SSaleDisposed | −1,928 | $116.37F2 | −$224,361.36 | 140,735 | Direct | |
| Aug 13, 2021 | Class A Common Stock | SSaleDisposed | −4,549 | $117.73F3 | −$535,553.77 | 136,186 | Direct | |
| Aug 13, 2021 | Class A Common Stock | SSaleDisposed | −2,786 | $118.68F4 | −$330,642.48 | 133,400 | Direct | |
| Aug 13, 2021 | Class A Common Stock | SSaleDisposed | −600 | $119.72F5 | −$71,832 | 132,800 | Direct | |
| Aug 13, 2021 | Class A Common Stock | SSaleDisposed | −2,900 | $120.96F6 | −$350,784 | 129,900 | Direct | |
| Aug 13, 2021 | Class A Common Stock | SSaleDisposed | −3,967 | $122.15F7 | −$484,569.05 | 125,933 | Direct | |
| Aug 13, 2021 | Class A Common Stock | SSaleDisposed | −933 | $122.80F8 | −$114,572.4 | 125,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $115.00 to $115.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $116.00 to $116.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $117.25 to $118.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $118.25 to $119.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $119.42 to $120.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $120.45 to $121.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $121.52 to $122.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $122.55 to $123.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.