Frank Dennis S 的 Form 4 申報
Silvergate Capital Corp（SICP），2021/8/4 申報
- 申報編號
- 0001312109-21-000179
- 申報時間
- 2021/8/4
- 交易日
- 2021/8/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易。公開市場賣出合計 $475.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Frank Dennis SCIK 0001057832 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/2 | Class A Common Stock | S賣出處分 | −6,651 | $102.01F1 | −$678,468.51 | 187,039 | 直接 | |
| 2021/8/2 | Class A Common Stock | S賣出處分 | −7,348 | $103.39F2 | −$759,709.72 | 179,691 | 直接 | |
| 2021/8/2 | Class A Common Stock | S賣出處分 | −14,138 | $104.47F3 | −$1,476,996.86 | 165,553 | 直接 | |
| 2021/8/2 | Class A Common Stock | S賣出處分 | −4,629 | $105.36F4 | −$487,711.44 | 160,924 | 直接 | |
| 2021/8/2 | Class A Common Stock | S賣出處分 | −1,400 | $106.23F5 | −$148,722 | 159,524 | 直接 | |
| 2021/8/2 | Class A Common Stock | S賣出處分 | −834 | $107.12F6 | −$89,338.08 | 158,690 | 直接 | |
| 2021/8/2 | Class A Common Stock | S賣出處分 | −600 | $101.73F7 | −$61,038 | 10,110 | 間接 | |
| 2021/8/2 | Class A Common Stock | S賣出處分 | −7,169 | $103.70F8 | −$743,425.3 | 2,941 | 間接 | |
| 2021/8/2 | Class A Common Stock | S賣出處分 | −1,557 | $104.88F9 | −$163,298.16 | 1,384 | 間接 | |
| 2021/8/2 | Class A Common Stock | S賣出處分 | −1,383 | $105.75 | −$146,252.25 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $101.67 to $102.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $102.82 to $103.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $103.83 to $104.78. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $104.83 to $105.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $105.90 to $106.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $106.98 to $107.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $101.70 to $101.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $103.50 to $104.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $104.50 to $105.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。