Frank Dennis S's Form 4 filing
Silvergate Capital Corp (SICP) · filed Aug 4, 2021
- Accession no.
- 0001312109-21-000179
- Filed
- Aug 4, 2021
- Trade date
- Aug 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $4.75M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frank Dennis SCIK 0001057832 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −6,651 | $102.01F1 | −$678,468.51 | 187,039 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −7,348 | $103.39F2 | −$759,709.72 | 179,691 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −14,138 | $104.47F3 | −$1,476,996.86 | 165,553 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −4,629 | $105.36F4 | −$487,711.44 | 160,924 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −1,400 | $106.23F5 | −$148,722 | 159,524 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −834 | $107.12F6 | −$89,338.08 | 158,690 | Direct | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −600 | $101.73F7 | −$61,038 | 10,110 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −7,169 | $103.70F8 | −$743,425.3 | 2,941 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −1,557 | $104.88F9 | −$163,298.16 | 1,384 | Indirect | |
| Aug 2, 2021 | Class A Common Stock | SSaleDisposed | −1,383 | $105.75 | −$146,252.25 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $101.67 to $102.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $102.82 to $103.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $103.83 to $104.78. The price reported above reflects the weighted average sale [or purchase] price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $104.83 to $105.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $105.90 to $106.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $106.98 to $107.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $101.70 to $101.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $103.50 to $104.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $104.50 to $105.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.