Santi Ernest Scott 的 Form 4 申報
Illinois Tool Works IncITW，2022/2/8 申報
- 申報編號
- 0001307581-22-000002
- 申報時間
- 2022/2/8
- 交易日
- 2022/2/4
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $3,444 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Santi Ernest ScottCIK 0001307581 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/4 | Common Stock | M行使選擇權取得 | +148,789 | $98.26 | +$14,620,007.14 | 351,821 | 直接 | |
| 2022/2/4 | Common Stock | S賣出處分 | −58,779 | $230.52F1 | −$13,549,735.08 | 293,042 | 直接 | |
| 2022/2/4 | Common Stock | S賣出處分 | −45,584 | $231.43F2 | −$10,549,505.12 | 247,458 | 直接 | |
| 2022/2/4 | Common Stock | S賣出處分 | −33,519 | $232.33F3 | −$7,787,469.27 | 213,939 | 直接 | |
| 2022/2/4 | Common Stock | S賣出處分 | −8,707 | $233.57F4 | −$2,033,693.99 | 205,232 | 直接 | |
| 2022/2/4 | Common Stock | S賣出處分 | −2,200 | $234.08F5 | −$514,976 | 203,032 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/2/4 | Common Stock | M行使選擇權處分 | −148,789 | $0.00 | $0 | 35,856 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed at multiple prices ranging from $230.00 to $230.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed at multiple prices ranging from $231.00 to $231.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed at multiple prices ranging from $232.00 to $232.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed at multiple prices ranging from $233.01 to $233.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed at multiple prices ranging from $234.02 to $234.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
備註
Exhibit 24- Power of Attorney