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Santi Ernest Scott's Form 4 filing

Illinois Tool Works Inc (ITW) · filed Feb 8, 2022

Accession no.
0001307581-22-000002
Filed
Feb 8, 2022
Trade date
Feb 4, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $34.4M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Santi Ernest ScottCIK 0001307581Director, Officer (Chairman & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 4, 2022Common StockMOption exerciseAcquired+148,789$98.26+$14,620,007.14351,821Direct
Feb 4, 2022Common StockSSaleDisposed−58,779$230.52−$13,549,735.08293,042Direct
Feb 4, 2022Common StockSSaleDisposed−45,584$231.43−$10,549,505.12247,458Direct
Feb 4, 2022Common StockSSaleDisposed−33,519$232.33−$7,787,469.27213,939Direct
Feb 4, 2022Common StockSSaleDisposed−8,707$233.57−$2,033,693.99205,232Direct
Feb 4, 2022Common StockSSaleDisposed−2,200$234.08−$514,976203,032Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 4, 2022Common StockMOption exerciseDisposed−148,789$0.00$035,856Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)