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Suriyakumar Kumarakulasingam 的 Form 4/A 修正申報

修正

Arc Document Solutions, Inc.(ARC),2023/2/13 申報

申報編號
0001305168-23-000012
申報時間
2023/2/13
交易日
2022/12/13
申報延遲
62 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2022/12/15

這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 3 筆交易。公開市場賣出合計 $51.7 萬。交易後 62 天申報。

這份修正申報重述了 0001305168-22-000083(2022/12/15 申報)的一部分,沒有重述的交易仍然有效,列在下面。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Suriyakumar KumarakulasingamCIK 0001315130董事、高階主管(董事長、執行長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/12/13Common StockG贈與取得+143,794$0.00$01,732,171間接

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。

來自 0001305168-22-000083(2022/12/15 申報)。

非衍生性證券(表 I)

沿用 0001305168-22-000083 的非衍生性證券交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/12/13Common StockS賣出處分−24,287$2.86F3−$69,460.821,748,377間接
2022/12/14Common StockS賣出處分−80,000$2.84F5−$227,2001,668,377間接
2022/12/15Common StockS賣出處分−80,000$2.76F6−$220,8001,588,377間接

原件的附註

這幾筆交易的價格在原件上引用的附註。

F3

Represents the weighted average price for multiple transactions ranging between $2.77 and $2.90 inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

F5

Represents the weighted average price for multiple transactions ranging between $2.79 and $2.88 inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

F6

Represents the weighted average price for multiple transactions ranging between $2.71 and $2.81 inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

This amendment is being filed solely to correct the number of shares reported as indirectly owned by the Suriyakumar Family Trust on the original Form 4 filed on December 15, 2022. The number of shares owned by the Suriyakumar Family Trust in Column 5 was inadvertently under reported by 143,794 shares received as a gift. The under reported amount was carried forward on the reporting person's Form 4 filed on December 22, 2022.

F2

Shares are held by The Suriyakumar Revocable Family Trust dated March 20, 1999, Kumarakulasingam Suriyakumar and Rushika A. Suriyakumar as Trustees.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)