Suriyakumar Kumarakulasingam's Form 4/A amendment
AmendedArc Document Solutions, Inc. (ARC) · filed Feb 13, 2023
- Accession no.
- 0001305168-23-000012
- Filed
- Feb 13, 2023
- Trade date
- Dec 13, 2022
- Filing delay
- 62 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 15, 2022
This filing lists 1 non-derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $517.5K. It was filed 62 days after the trade.
This amendment restates part of 0001305168-22-000083 (filed Dec 15, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Suriyakumar KumarakulasingamCIK 0001315130 | Director, Officer (Chairman and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | GGiftAcquired | +143,794 | $0.00 | $0 | 1,732,171 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001305168-22-000083 (filed Dec 15, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | SSaleDisposed | −24,287 | $2.86F3 | −$69,460.82 | 1,748,377 | Indirect | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −80,000 | $2.84F5 | −$227,200 | 1,668,377 | Indirect | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −80,000 | $2.76F6 | −$220,800 | 1,588,377 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F3
Represents the weighted average price for multiple transactions ranging between $2.77 and $2.90 inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average price for multiple transactions ranging between $2.79 and $2.88 inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average price for multiple transactions ranging between $2.71 and $2.81 inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed solely to correct the number of shares reported as indirectly owned by the Suriyakumar Family Trust on the original Form 4 filed on December 15, 2022. The number of shares owned by the Suriyakumar Family Trust in Column 5 was inadvertently under reported by 143,794 shares received as a gift. The under reported amount was carried forward on the reporting person's Form 4 filed on December 22, 2022.
- F2
Shares are held by The Suriyakumar Revocable Family Trust dated March 20, 1999, Kumarakulasingam Suriyakumar and Rushika A. Suriyakumar as Trustees.