Gray Timothy 的 Form 4 申報
Anterix Inc.（ATEX），2024/5/3 申報
- 申報編號
- 0001304492-24-000045
- 申報時間
- 2024/5/3
- 交易日
- 2024/5/1-5/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $160.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gray TimothyCIK 0001629762 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/1 | Common Stock | M行使選擇權取得 | +16,667 | $20.00 | +$333,340 | 107,142 | 直接 | |
| 2024/5/1 | Common Stock | S賣出處分 | −13,873 | $32.01F2 | −$444,074.73 | 93,269 | 直接 | |
| 2024/5/1 | Common Stock | S賣出處分 | −2,794 | $32.53F3 | −$90,888.82 | 90,475 | 直接 | |
| 2024/5/2 | Common Stock | M行使選擇權取得 | +16,667 | $20.00 | +$333,340 | 107,142 | 直接 | |
| 2024/5/2 | Common Stock | S賣出處分 | −16,667 | $31.91F4 | −$531,843.97 | 90,475 | 直接 | |
| 2024/5/3 | Common Stock | M行使選擇權取得 | +16,666 | $20.00 | +$333,320 | 107,141 | 直接 | |
| 2024/5/3 | Common Stock | S賣出處分 | −16,666 | $32.26F5 | −$537,645.16 | 90,475 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/1 | Common Stock | M行使選擇權處分 | −16,667 | $0.00 | $0 | 33,333 | 直接 | |
| 2024/5/2 | Common Stock | M行使選擇權處分 | −16,667 | $0.00 | $0 | 16,666 | 直接 | |
| 2024/5/3 | Common Stock | M行使選擇權處分 | −16,666 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $31.43 to $32.43. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $32.44 to $32.66. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $31.66 to $32.12. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $31.98 to $32.58. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。