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Gray Timothy's Form 4 filing

Anterix Inc. (ATEX) · filed May 3, 2024

Accession no.
0001304492-24-000045
Filed
May 3, 2024
Trade date
May 1-3, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.60M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gray TimothyCIK 0001629762Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 1, 2024Common StockMOption exerciseAcquired+16,667$20.00+$333,340107,142Direct
May 1, 2024Common StockSSaleDisposed−13,873$32.01F2−$444,074.7393,269Direct
May 1, 2024Common StockSSaleDisposed−2,794$32.53F3−$90,888.8290,475Direct
May 2, 2024Common StockMOption exerciseAcquired+16,667$20.00+$333,340107,142Direct
May 2, 2024Common StockSSaleDisposed−16,667$31.91F4−$531,843.9790,475Direct
May 3, 2024Common StockMOption exerciseAcquired+16,666$20.00+$333,320107,141Direct
May 3, 2024Common StockSSaleDisposed−16,666$32.26F5−$537,645.1690,475Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 1, 2024Common StockMOption exerciseDisposed−16,667$0.00$033,333Direct
May 2, 2024Common StockMOption exerciseDisposed−16,667$0.00$016,666Direct
May 3, 2024Common StockMOption exerciseDisposed−16,666$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $31.43 to $32.43. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $32.44 to $32.66. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $31.66 to $32.12. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $31.98 to $32.58. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)