Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/10/13 申報
- 申報編號
- 0001289419-21-000252
- 申報時間
- 2021/10/13
- 交易日
- 2021/10/8-10/12
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $570.1 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/8 | Common Stock | S賣出處分 | −2,790 | $271.89F2 | −$758,573.1 | 13,500,676 | 直接 | |
| 2021/10/8 | Common Stock | S賣出處分 | −4,845 | $272.97F3 | −$1,322,539.65 | 13,495,831 | 直接 | |
| 2021/10/8 | Common Stock | S賣出處分 | −2,808 | $273.93F4 | −$769,195.44 | 13,493,023 | 直接 | |
| 2021/10/8 | Common Stock | S賣出處分 | −150 | $274.74 | −$41,211 | 13,492,873 | 直接 | |
| 2021/10/11 | Common Stock | S賣出處分 | −1,700 | $272.48F5 | −$463,216 | 13,491,173 | 直接 | |
| 2021/10/11 | Common Stock | S賣出處分 | −2,149 | $273.41F6 | −$587,558.09 | 13,489,024 | 直接 | |
| 2021/10/11 | Common Stock | S賣出處分 | −698 | $274.12F7 | −$191,335.76 | 13,488,326 | 直接 | |
| 2021/10/12 | Common Stock | S賣出處分 | −3,503 | $368.79F8 | −$1,291,871.37 | 13,484,823 | 直接 | |
| 2021/10/12 | Common Stock | S賣出處分 | −1,023 | $269.58F9 | −$275,780.34 | 13,483,800 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $271.51 to $272.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $272.52 to $273.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $273.52 to $274.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $271.97 to $272.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $272.97 to $273.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $273.9750 to $274.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $268.47 to $269.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $269.47 to $269.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。