Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Oct 13, 2021
- Accession no.
- 0001289419-21-000252
- Filed
- Oct 13, 2021
- Trade date
- Oct 8-12, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $5.70M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 8, 2021 | Common Stock | SSaleDisposed | −2,790 | $271.89F2 | −$758,573.1 | 13,500,676 | Direct | |
| Oct 8, 2021 | Common Stock | SSaleDisposed | −4,845 | $272.97F3 | −$1,322,539.65 | 13,495,831 | Direct | |
| Oct 8, 2021 | Common Stock | SSaleDisposed | −2,808 | $273.93F4 | −$769,195.44 | 13,493,023 | Direct | |
| Oct 8, 2021 | Common Stock | SSaleDisposed | −150 | $274.74 | −$41,211 | 13,492,873 | Direct | |
| Oct 11, 2021 | Common Stock | SSaleDisposed | −1,700 | $272.48F5 | −$463,216 | 13,491,173 | Direct | |
| Oct 11, 2021 | Common Stock | SSaleDisposed | −2,149 | $273.41F6 | −$587,558.09 | 13,489,024 | Direct | |
| Oct 11, 2021 | Common Stock | SSaleDisposed | −698 | $274.12F7 | −$191,335.76 | 13,488,326 | Direct | |
| Oct 12, 2021 | Common Stock | SSaleDisposed | −3,503 | $368.79F8 | −$1,291,871.37 | 13,484,823 | Direct | |
| Oct 12, 2021 | Common Stock | SSaleDisposed | −1,023 | $269.58F9 | −$275,780.34 | 13,483,800 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $271.51 to $272.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $272.52 to $273.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $273.52 to $274.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $271.97 to $272.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $272.97 to $273.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $273.9750 to $274.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $268.47 to $269.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $269.47 to $269.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.