Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/10/4 申報
- 申報編號
- 0001289419-21-000246
- 申報時間
- 2021/10/4
- 交易日
- 2021/9/30-10/1
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易。公開市場賣出合計 $324.9 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/30 | Common Stock | S賣出處分 | −350 | $263.09F2 | −$92,081.5 | 13,544,900 | 直接 | |
| 2021/9/30 | Common Stock | S賣出處分 | −450 | $263.95F3 | −$118,777.5 | 13,544,450 | 直接 | |
| 2021/9/30 | Common Stock | S賣出處分 | −850 | $265.37F4 | −$225,564.5 | 13,543,600 | 直接 | |
| 2021/9/30 | Common Stock | S賣出處分 | −550 | $266.77F5 | −$146,723.5 | 13,543,050 | 直接 | |
| 2021/9/30 | Common Stock | S賣出處分 | −350 | $267.93F6 | −$93,775.5 | 13,542,700 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −1,100 | $258.66F7 | −$284,526 | 13,541,600 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −2,688 | $259.58F8 | −$697,751.04 | 13,538,912 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −2,811 | $260.53F9 | −$732,349.83 | 13,536,101 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −3,181 | $261.40F10 | −$831,513.4 | 13,532,920 | 直接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −100 | $262.07 | −$26,207 | 13,532,820 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $262.68 to $263.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $263.80 to $264.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $264.88 to $265.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $266.09 to $267.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $267.42 to $268.2250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $258.03 to $258.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $259.03 to $260.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $260.05 to $261.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $261.06 to $261.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。