Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Oct 4, 2021
- Accession no.
- 0001289419-21-000246
- Filed
- Oct 4, 2021
- Trade date
- Sep 30-Oct 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $3.25M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Common Stock | SSaleDisposed | −350 | $263.09F2 | −$92,081.5 | 13,544,900 | Direct | |
| Sep 30, 2021 | Common Stock | SSaleDisposed | −450 | $263.95F3 | −$118,777.5 | 13,544,450 | Direct | |
| Sep 30, 2021 | Common Stock | SSaleDisposed | −850 | $265.37F4 | −$225,564.5 | 13,543,600 | Direct | |
| Sep 30, 2021 | Common Stock | SSaleDisposed | −550 | $266.77F5 | −$146,723.5 | 13,543,050 | Direct | |
| Sep 30, 2021 | Common Stock | SSaleDisposed | −350 | $267.93F6 | −$93,775.5 | 13,542,700 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −1,100 | $258.66F7 | −$284,526 | 13,541,600 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −2,688 | $259.58F8 | −$697,751.04 | 13,538,912 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −2,811 | $260.53F9 | −$732,349.83 | 13,536,101 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −3,181 | $261.40F10 | −$831,513.4 | 13,532,920 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −100 | $262.07 | −$26,207 | 13,532,820 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $262.68 to $263.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $263.80 to $264.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $264.88 to $265.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $266.09 to $267.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $267.42 to $268.2250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $258.03 to $258.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $259.03 to $260.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $260.05 to $261.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $261.06 to $261.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.