Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/9/24 申報
- 申報編號
- 0001289419-21-000240
- 申報時間
- 2021/9/24
- 交易日
- 2021/9/22-9/23
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $494.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/22 | Common Stock | S賣出處分 | −2,860 | $272.03F2 | −$778,005.8 | 13,574,034 | 直接 | |
| 2021/9/22 | Common Stock | S賣出處分 | −5,136 | $273.01F3 | −$1,402,179.36 | 13,568,898 | 直接 | |
| 2021/9/22 | Common Stock | S賣出處分 | −1,040 | $273.68F4 | −$284,627.2 | 13,567,858 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −489 | $273.10F5 | −$133,545.9 | 13,567,369 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −1,107 | $273.96F6 | −$303,273.72 | 13,566,262 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −779 | $274.76F7 | −$214,038.04 | 13,565,483 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −887 | $275.97F8 | −$244,785.39 | 13,564,596 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −3,788 | $277.25F9 | −$1,050,223 | 13,560,808 | 直接 | |
| 2021/9/23 | Common Stock | S賣出處分 | −1,927 | $277.80F10 | −$535,320.6 | 13,558,881 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $271.53 to $272.5150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $272.53 to $273.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $273.53 to $274.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $272.38 to $273.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $273.3950 to $274.3750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $274.50 to $275.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $275.65 to $276.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $276.65 to $277.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $277.65 to $278.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。