Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Sep 24, 2021
- Accession no.
- 0001289419-21-000240
- Filed
- Sep 24, 2021
- Trade date
- Sep 22-23, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions. Open-market sales total $4.95M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2021 | Common Stock | SSaleDisposed | −2,860 | $272.03F2 | −$778,005.8 | 13,574,034 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −5,136 | $273.01F3 | −$1,402,179.36 | 13,568,898 | Direct | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −1,040 | $273.68F4 | −$284,627.2 | 13,567,858 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −489 | $273.10F5 | −$133,545.9 | 13,567,369 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −1,107 | $273.96F6 | −$303,273.72 | 13,566,262 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −779 | $274.76F7 | −$214,038.04 | 13,565,483 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −887 | $275.97F8 | −$244,785.39 | 13,564,596 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −3,788 | $277.25F9 | −$1,050,223 | 13,560,808 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −1,927 | $277.80F10 | −$535,320.6 | 13,558,881 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $271.53 to $272.5150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $272.53 to $273.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $273.53 to $274.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $272.38 to $273.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $273.3950 to $274.3750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $274.50 to $275.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $275.65 to $276.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $276.65 to $277.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $277.65 to $278.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.