Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/9/10 申報
- 申報編號
- 0001289419-21-000230
- 申報時間
- 2021/9/10
- 交易日
- 2021/9/8-9/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $563.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/8 | Common Stock | S賣出處分 | −10,871 | $278.63F2 | −$3,028,986.73 | 13,632,143 | 直接 | |
| 2021/9/8 | Common Stock | S賣出處分 | −1,360 | $279.28F3 | −$379,820.8 | 13,630,783 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −100 | $278.11 | −$27,811 | 13,630,683 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −100 | $280.30F4 | −$28,030 | 13,630,583 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −3,317 | $281.73F5 | −$934,498.41 | 13,627,266 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −3,091 | $282.72F6 | −$873,887.52 | 13,624,175 | 直接 | |
| 2021/9/9 | Common Stock | S賣出處分 | −1,278 | $283.49F7 | −$362,300.22 | 13,622,897 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $278.10 to $279.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $279.1050 to $279.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $280.10 to $280.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $281.22 to $282.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $282.24 to $283.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $283.2650 to $284.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。